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Executive Director Business Line Compliance

Executive Director Business Line Compliance

Banco Santander SAMadrid, Comunidad de Madrid, España
Hace 1 día
Descripción del trabajo

Acting as a Senior Advisor and subject matter expert, you will ensure documents, projects, processes, and product initiatives comply with regulatory and legal requirements as well as SCIB policy. You will provide real-time advisory support to front-office businesses, manage the local team, and help implement a comprehensive compliance framework aligned with global standards.Advise on regulations, trade reporting, surveillance, supervision, policies, procedures, and other compliance matters typical of a global investment bank. Interact with regulators (local and global) on compliance matters. EXPERIENCE 10+ years of financial industry experience in a US or European regulated institution, with direct advisory compliance responsibilities.Proven ability to advise senior stakeholders and operate in a fast-paced, high-pressure environment.Strong background in fixed income sales and trading compliance; commodities experience considered a plus.Knowledge of Dodd Frank regulation beneficialEDUCATION Relevant professional qualifications (e.g., CISI, ICA, ACAMS, CFA, MBA) beneficial.SKILLS & KNOWLEDGE Strong knowledge of FICC regulations, including EMIR, MiFID II, MAR, SFTR; familiarity with CFTC / SEC regulatory frameworks a plus.Ability to provide regulatory / compliance advice on complex trading activities.Exceptional analytical, written, and verbal communication skills; able to influence and engage senior stakeholders. Action-oriented and delivery-focused; proactive with strong organizational skills. Professional presence with the ability to engage confidently with senior business leaders. Ability to project confidence and professionalism in dealing with senior business personnel Full-time, permanent role based in Madrid. Competitive compensation package aligned with seniority of role.

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Director Compliance • Madrid, Comunidad de Madrid, España

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