Chief Compliance Specialist

Job Opportunity : Compliance Officer

We are seeking an experienced and proactive professional to support the launch and oversight of a newly established Organised Trading Facility in Spain. This is a full-time position based in Comunidad de Madrid, reporting to the Group Head of Compliance.

About the Role

The successful candidate will hold or be eligible to obtain any required regulatory approvals or registrations with the CNMV (Comisión Nacional del Mercado de Valores) and play a critical role in ensuring regulatory compliance across the OTF and broader business operations.

Key Responsibilities :

• Act as the registered compliance officer or authorised person with the CNMV for the Spanish OTF, maintaining all necessary approvals and filings.
• Serve as the primary point of contact for the CNMV and other local regulators, responding to enquiries and coordinating inspections.
• Oversee compliance with Spanish, EU (MiFID II, EMIR), and relevant international trading venue regulations.
• Advise business stakeholders on regulatory risks and compliance obligations relating to venue operations, trading conduct, and transparency.
• Support regulatory reporting obligations, including transaction and position reporting, both locally and to Group Compliance.
• Contribute to regulatory change assessments and implementation across the Spanish OTF.

Financial Crime & Onboarding

Policies, Monitoring & Governance

Training & Culture

Requirements