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Compliance Risk Officer

Compliance Risk Officer

Julius BaerMadrid, Comunidad de Madrid, España
Hace 1 día
Descripción del trabajo

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, entrepreneurial, empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

The Compliance Risk Officer is part of the Compliance Consolidated Supervision (CCS) Competence Center. This mission aims at supporting the CCS team mainly for the performance of compliance controls, periodical and thematic reviews. The Compliance Consolidated Supervision Competence Center is active in all areas where BJBE needs to maintain ongoing compliance with applicable regulations, which are under the Compliance framework. This includes AML / CTF, Tax Compliance, Sanctions & Embargoes, Fraud, MiFID II, IDD, Market Abuse, CoI, etc. The mission of Compliance is to support Senior Management in ensuring compliance with external and internal regulations by actively managing regulatory and reputational risks.

General / Compliance Culture

  • Preparing all documents required by internal and external auditors
  • Complying with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor’s and auditor’s requirements
  • Ensuring excellent and evolving knowledge of all European regulations applicable to BJBE, industry best practice and in‑house policies and procedures
  • Gaining insight into relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) to understand interfaces and the business model of the bank as well as the respective responsibility of compliance ("second line of defence")
  • Staying updated on any regulatory changes with relevance to regulatory compliance
  • Communicating effectively and efficiently with all required departments within the bank, with local management and other parties
  • Participating in compliance‑related projects

Compliance Programme

  • Performing regulatory compliance controls as per the BJBE Compliance control plan
  • Participating in the BJBE risk assessment and the Compliance risk assessment
  • Performing thematic reviews
  • Preparing regular and ad‑hoc reports for BJBE Management and Compliance Head Office regarding the execution of compliance activities and outcomes
  • Providing advice and support to front‑officers on CCS matters

    • Qualifications

    Personal and Social

  • Ability to deep dive and tackle topics "hands‑on" when required
  • Ability to communicate with impact and build and maintain sound relationships with stakeholders locally and globally
  • Strong ability to work solution‑oriented with a pragmatic approach
  • Strong hands‑on mentality allowing flexible reaction to ad‑hoc requirements
  • Detail‑oriented and demonstrating high readiness of mind
  • Ability to work under pressure, autonomously and within a team
  • Excellent analytical skills and resilience
  • Strong negotiator

    • Professional and Technical

  • Bachelor’s degree in Economics, Law, Compliance or equivalent
  • Minimum 3 years professional experience as a Compliance Officer ("second line of defence") or a similar position in a compliance department of a bank or in the financial sector, preferably in private banking
  • Experience in private banking and / or in an internationally reputable consulting / audit firm
  • Good understanding of Luxembourg and European laws and regulations relevant to private banking activity
  • Excellent verbal and writing skills in English to prepare clear, concise reports with minimal supervision; every further foreign language would be an added advantage

    • Additional job details :

  • Seniority level : Mid‑Senior level
  • Employment type : Full‑time
  • Job function : Finance and Sales
  • Industry : Banking

    • We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our career site. If this is not quite what you are looking for, set up a job alert by creating a candidate account here.

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    Compliance Officer • Madrid, Comunidad de Madrid, España