Senior Analyst - Risk and Compliance

Apply remote type Onsite locations Valencia time type Full time posted on Posted 2 Days Ago job requisition id JR-0011172

FundRock is a Pan-European leading independent UCITS management company and AIFM (Alternative Investment Fund Manager). Our clients are established blue-chip companies and leaders in their domestic market.

We invest in our people, enabling you to develop your skills and build on your experience.

If you like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you.

Senior Analyst - Risk and Compliance

Contract type : Permanent

FundRock Management Company S.A. (Apex group) is a leading third-party Management Company providing services to EU domiciled collective investment schemes in accordance with Luxembourg and Irish regulations. To sustain the growing activity we are looking for a motivated Senior Analyst to support operational day-to-day activity of the Investment Compliance Team based in Luxembourg. Working with liquid investment funds, the Senior Analyst will support the Investment Compliance monitoring for a variety of fund structures and asset classes.

Key Responsibilities include :

• Perform the regular monitoring in relation to investment compliance restrictions for UCITS / AIF under management (investment objectives & policies, and investment regulations & restrictions).
• Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific), assess and propose classification of breaches including inter alia CSSF reporting pursuant to Circular 02 / 77.
• Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management.
• Identify and monitor the risk profile of UCITS / AIF under management.
• Take an active part in the processes and systems enhancement by challenging, maintaining and contributing to the development of existing processes.
• Perform review of relevant fund documentation at the Fund’s set-up stage.
• Follow-up of compliance issues and maintain the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc.
• Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and / or strategies.
• Assist with regulatory reporting and ensure feedback and support to colleagues and management.
• Support junior team members.

Requirements / Qualification :

What you will get in return :

As a vital team member and in return for your expertise, inclusive approach and commitment, we'll provide a favourable salary and the chance to join a passionate and welcoming team. Benefits : As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working. Our people are our greatest asset, and we invest in talent development. Join our global network, and you will benefit from education support, sponsorship and in-house training programs.

Disclaimer : Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

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