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Regulatory Affairs Manager

Regulatory Affairs Manager

RevolutEspaña, ES
Hace 27 días
Descripción del trabajo

About Revolut

More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. Compliance is a key team that ensures Revolut's products and processes meet the regulatory requirements and translate this into the best customer outcomes. They've got an outstanding ability to find solutions and carry out testing in a purely digital environment. Those data-driven experts know that better people and machines are the most effective way of managing conduct risk.

With our investment capabilities expanding, so is our Compliance team. We're looking for a Regulatory Compliance Manager to lead the implementation of our Private Banking regulatory framework.

Interpreting and analysing regulatory texts for a MiFID II investment firm to determine practical business implications and ensure alignment with Revolut's model

Collaborating with first-line product owners to define and implement an advisory framework for high-net-worth Individuals that's compliant with European regulatory requirements

Preparing and delivering compliance trainings for Private Bankers, ensuring fulfilment of knowledge and competence requirements

Drafting and updating policies and procedures, and providing compliance advisory to Private Bankers on their practical challenges

Identifying and assessing compliance risks to design effective controls for advisory services, monitoring related activities, and reporting on how to mitigate those risks

Continuously executing and reviewing the Compliance Monitoring Plan for optimisation

Working with local and global Regulatory Compliance Managers and other relevant teams to ensure that local compliance and risk management frameworks and processes are aligned with global ones

2+ years of experience in a compliance risk management role in an investment firm, consultancy, or regulator

Knowledge of how to conduct regulatory gap analysis

Expertise in compliance risk management with experience assessing and defining controls, overseeing monitoring activities, and reporting

Experience ensuring compliance of advised investment services, including advisory, training, and supervision of front staff to safeguard investors and prevent market abuse

The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines

A professional certificate / diploma in compliance, and / or a willingness to take exams in the future

A degree in business, finance, or law

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Regulatory Affair • España, ES