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Head of Risk & Compliance

Head of Risk & Compliance

W Executive Españamadrid, España
Hace 6 días
Descripción del trabajo

An international Asset Management firm is looking for a Head of Risk & Compliance for its Madrid offices. Reporting to senior management, the selected candidate will be responsible for performing the following duties reporting to the CEO of the company :

Risk Management

1. Enterprise Risk Management Framework :

  • Develop and maintain the company enterprise risk management framework in line with Parent Company Global’s policies and industry best practices.
  • Ensure the framework is comprehensive, up-to-date, and effectively integrated into company operations.

2. Risk Identification and Assessment :

  • Identify and assess risks across company.
  • Develop and maintain a top risk profile for company, presenting findings and recommendations to senior management.

    • 3. Risk and Control Self-Assessment (RCSA) :

  • Lead the design and implementation of RCSA processes for 1st line teams.
  • Provide guidance and tools to help teams identify, assess, and manage risks effectively.

    • 4. Operational Incident Management :

  • Oversee operational incident management processes, including impact assessment, root cause analysis, and action plan delivery.
  • Ensure timely resolution of incidents and implement measures to prevent recurrence.

    • Compliance :

    1. Regulatory Horizon Scanning :

  • Conduct regulatory horizon scanning to identify emerging regulations and industry trends.
  • Lead the implementation of new regulatory requirements, ensuring timely and effective compliance.

    • 2. Compliance Monitoring Programme :

  • Design and deliver the annual compliance monitoring programme for Company Spain and UK, ensuring alignment with legal and regulatory requirements and internal policies.
  • Conduct regular reviews and assessments to monitor compliance and address any gaps or issues.
  • Coordinate and liaise with the Compliance Officers of the UK parent company to ensure consistency of approach and share best practices.

    • Other :

  • Collate required information and produce associated reporting to the parent Group.
  • Liaise directly with the parent Group in particular on Information / Cyber Security, Data Protection, and Financial Crime policy compliance.
  • Oversee sub-servicers and critical suppliers in line with internal policy.

    • Required skills and experience (M / F / D) :

  • 8+ years of experience in a risk / compliance role within a financial or asset management institution.
  • Proven experience in risk management and compliance within financial services, professional services, or broader business services.
  • Strong understanding of best practices in risk management and compliance.
  • Excellent analytical and problem-solving skills, with the ability to assess complex issues and develop effective solutions.
  • Strong communication and presentation skills, with the ability to engage and influence stakeholders at all levels.
  • Excellent verbal and written communication skills in English and Spanish
  • Relevant professional qualifications are desirable.
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    Head Of Compliance • madrid, España